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Alabama Securities Commission

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ADMINISTRATIVE ACTIONS

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FINANCIAL EXPLOITATION REPORTING

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FILING REQUIREMENTS

Scam Alert

LEARN HOW ALABAMIANS FIGHT FRAUD

Latest News

Financial Exploitation Newsletter Vol. 2 – February 2026
February 3, 2026 / Financial Exploitation, News
Proposed Bill Introduced in Alabama Legislature to Protect Consumers from Cryptocurrency Kiosk Fraud
January 21, 2026 / Cryptocurrency, News
Start Your New Year with Financial Security
January 8, 2026 / News
Montgomery Man Sentenced for Committing Securities Fraud
January 6, 2026 / News
Investor Alert – Impersonation Scams
December 22, 2025 / Imposter Scam, Investor Alerts, News
Policy Statement Regarding Suitability Standards for Direct Participation Programs
December 19, 2025 / News

ALABAMA SECURITIES COMMISSION
445 DEXTER AVENUE
SUITE 12000
MONTGOMERY, AL 36104
Phone: 1-800-222-1253 / (334) 242-2984
Fax: (334) 242-0240

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