Administrative Actions

When there is reason to believe that a company or individuals have violated Alabama state laws or rules, the ASC will begin an investigation. Investigations sometimes result in enforcement actions (also known as "Administrative Actions"). News Release(s) for Administrative Actions can be found in our News Releases section.

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Order #

Date Issued Respondents Action Contact Case Number
CD-2021-0001
01/07/2021

02/17/2021
Reflect Bitcoin

All Respondents
Cease & Desist

Due to No Response
Syretta Baldwin S20-0322
CD-2021-0002
01/07/2021
GOLDBITMINING.COM
Liz Alioski
Cease & Desist
Michael Gantt
James McDowell
S20-0356
CO-2021-0004
04/09/2021
Haywood Securities (USA) Inc
Consent Order
Ricky Locklar
S20-0182
CO-2021-0005
05/17/2021
Cheryl B Casebere
Consent Order
Mark Mitchell
S20-0065
SC-2021-0006
07/20/2021
BlockFi Inc.
Show Cause Order
Mark Mitchell
S21-0094
CD-2021-0009
07/22/2021
TRUE BULLION, LLC
D/B/A GOLD SILVER INTERNATIONAL EXCHANGE,
D/B/A GSI EXCHANGE,
ANTHONY ALLEN ANDERSON,
DAVID TERENCE STEPHENS,
JERRY LACIO
Cease & Desist
Elizabeth Planer
S21-0093
CO-2021-0010
07/30/2021
Gregory P. Carson
Consent Order
Syretta Baldwin
S19-0074
CD-2021-0011
08/05/2021
First Class Wealth Preservation
Michael Kane Malizio
Jason Shaw
Cease & Desist
Elizabeth Planer
S21-0077
SC-2021-0012
09/16/2021
Celsius Network, LLC
Show Cause Order
Mark Mitchell
S21-0243
CD-2021-0013
11/17/2021
Acoin Trading
Sir Philip Zuka
Cease & Desist
Mile Faggert
S21-0146