Administrative Actions - 2022
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Order # |
Date Issued | Respondents | Action | Case Number |
| CD-2022-0001 |
02/08/2022 04/20/2022 |
JOEL WILLIAMS BITMINER PRO All Respondents |
Cease & Desist Order Final - No Response |
S21-0202 |
| CD-2022-0002 |
02/17/2022 05/17/2022 |
CRESTSMARKET DIVINE PRINCE All Respondents |
Cease & Desist Order Final - No Response |
S21-0271 |
| CD-2022-0003 CO-2022-0003 |
02/17/2022 10/26/2023 |
GOGGANS GROUP, INC TOMMIE JACOB GOGGANS III All Respondents |
Show Cause Order Consent Order |
S21-0073 |
| SC-2021-0006 CO-2022-0004 |
07/20/2021 02/18/2022 |
BLOCKFI LENDING LLC | Show Cause Order Consent Order |
S21-0094 |
| CD-2022-0005 |
03/23/2022 05/17/2022 |
WAP.PBPB.VIP TAO TAO All Respondents |
Cease & Desist Order Final - No Response |
S21-0330 |
| SC-2022-0006 |
03/29/2022 |
VOYAGER DIGITAL LTD VOYAGE DIGITAL HOLDINGS INC VOYAGE DIGITAL LLC | Show Cause Order |
S21-0264 |
| OB-2022-0007 |
03/29/2022 08/25/2022 |
MARIO E RIVERO, JR ONE PRIME FINANCIAL SOLUTIONS, LLC All Respondents |
Order to Bar Final - No Response |
S21-0207 |
| CD-2022-0008 |
04/13/2022 11/01/2022 |
SAND VEGAS CASINO FINN RUBEN WARNKE MARTIN SCHWARZBERGER All Respondents |
Cease & Desist Order Final - No Response |
S22-0070 |
| CD-2022-0009 |
04/18/2022 |
GUSTO, INC | Consent Order |
S22-0077 |
| CD-2022-0010 |
04/27/2022 |
NFN8 GROUP | Consent Order |
S22-0007 |
| CD-2022-0011 |
05/11/2022 11/01/2022 |
FLAMINGO CASINO CLUB All Respondents |
Cease & Desist Order Final - No Response |
S22-0068 |
| CD-2022-0012 |
06/01/2022 11/01/2022 |
BANNER CO-OP, INC GARRY J. DAVIDSON MICHAEL T. GLASPIE All Respondents |
Cease & Desist Order Final - No Response |
S21-0136 |
| CD-2022-0013 |
06/27/2022 11/01/2022 |
ETORO.ZONE All Respondents |
Cease & Desist Order Final - No Response |
S22-0002 |
| CD-2022-0014 |
06/27/2022 11/01/2022 |
STOCKINVESTMENTFX POLA WHITE TRADESQUARES KINGSLEY OTEDJERE STOCKSIGS MICHAEL FLEMING All Respondents |
Cease & Desist Order Final - No Response |
S22-0048 |
| CD-2022-0015 |
06/27/2022 11/01/2022 |
POWERFXMARKET PETER PARKER All Respondents |
Cease & Desist Order Final - No Response |
S22-0049 |
| CD-2022-0016 |
08/05/2022 02/01/2023 |
BYBITEXCOIN.COM All Respondents | Cease & Desist Order Final - No Response |
S22-0107 |
| CD-2022-0017 |
08/05/2022 11/01/2022 |
H5.MADRIDIQH.COM (AKA H5.MADRIDOI.COM) All Respondents |
Cease & Desist Order Final - No Response |
S22-0076 |
| CO-2022-0018 |
08/12/2022 |
DIGITAL ACCESS, LLC | Consent Order |
S22-0137 |
| CD-2022-0020 |
09/16/2022 11/29/2023 |
PETER TEDWYNN FALKNER CARLA WILLIAMS FALKNER All Respondents |
Cease & Desist Order Final - No Response |
S21-0134 |
| OB-2022-0021 |
09/27/2022 |
ELTON NORMAN | Order to Bar |
S20-0082 |
| CD-2022-0022 |
09/28/2022 06/23/2023 |
CRYPTOSPOTTRADE.COM BINH PARKER All Respondents |
Cease & Desist Order Final - No Response |
S22-0067 |
| OB-2022-0023 |
09/28/2022 11/17/2022 |
James Blake Daughtry All Respondents |
Order to Bar Final - No Response |
S20-0055 |
| OB-2022-0024 |
09/28/2022 |
Jared Dean Eakes | Order to Bar |
S20-0055 |
| CD-2022-0019 |
10/20/2022 5/23/2023 |
SLOTIE NFT | Cease & Desist Order Final - Respondent Consent |
S22-0103 | OB-2022-0025 |
10/21/2022 |
ROBERT SCOTT WILDER | Order to Bar |
S19-0227 | CD-2022-0026 |
12/14/2022 03/30/2023 |
SPIKECAPITALPROFIT.COM & OXFORD GROUPS All Respondents | Cease & Desist Order Final - No Response |
S22-0131 | CO-2022-0027 |
12/29/2022 |
WEST REALM SHIRES SERVICES INC. dba FTX US | Consent Order |
S22-0245 |
