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Latest News
11/21/2023 - The Alabama Securities Commission is Offering Tips to Follow Before You Start Checking Off Your Gift List
11/16/2023 - ASC issues Cease and Desist Order against GS Partners Global, WealthBuilders Worldwide, Josip Heit, Nathaniel Hines, Jr., Jeanette Hines, Del Lewis, and Diana Lewis
10/25/2023 - ASC, CFTC, and 29 State Regulators Reach Settlement with Safeguard Metals in $68 Million Fraud Targeting Elderly Adults
9/26/2023 - Montgomery, Alabama Man Pleads Guilty to Financial Exploitation of an Elderly Person, Securities Fraud, and Theft of Property
8/25/2023 - Con Man Sentenced to 51 Months for Mail Fraud in Federal Court
8/21/2023 - Alabama Security Commission's Back-To-School Cybersecurity Tips
Key Events and Information
Marketing Rule Inquiries
Alabama Joins in National "Facts on Saving and Investing" Investor Education Initiative
CRYPTO-CURRENCY Investor ALERT
Are you An Informed Investor (Robo-Advisers)
Protect Alabama Troops
