News Releases - 2021

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11/19/2021 - Alabama Securities Director Joseph Borg Elected to Serve as NW3C Treasurer
11/18/2021 - ASC Issues Cease and Desist Order against 97 Trading Websites
11/08/2021 - ASC Seeks Justice for Cast of Victims in Movie Investment Scam
10/28/2021 - 3 Spooky Scams to Watch Out for This Halloween
10/01/2021 - Steps the Commision is Taking to Keep Our Staff and Our Stakeholders Safe
08/18/2021 - Alabama Securities Commission’s Back-to-School Cyber Rules
08/06/2021 - Alabama and Texas Securities Regulators File Orders Against First Class Wealth Preservation for Precious Metals Investment                     Scheme
07/22/2021 - State Securities Regulators in Texas and Alabama Team Up to Protect Senior Investors and Put a Stop to Fraudulent Precious                     Metal Investments
07/21/2021 - Alabama Securities Commission Issues Show Cause Order to Cyrptocurrency Company "BlockFi"
06/22/2021 - ASC Encourages Clean Cyber Hygene To Help Prevent You From Becoming a Victim Of a Ransomewre Attack"
06/14/2021 - Alabama Securities Commission Recognizes World Elder Abuse Awareness Day; Explains the Warning Signs of Financial Abuse"
04/21/2021 - You are Invited to Attend a Virtual Learning Event - "Investing: What's New & What's Not"
04/01/2021 - Alabama Securities Commission Welcomes Former U.S. Attorney Louis Franklin, SR. as Deputy Director of Enforcement
04/01/2021 - Governor Ivey Declares April as Facts on Saving and Investing Campaign Month; Alabama Securities Commission and Partners                      Provide Tips that Make Cents
03/31/2021 - Governor Ivey Proclamation - Facts on Saving and Investing Campaign Month
03/18/2021 - Join Us for “The COVID Effect” Virtual Event Rack Up Good Information on Restoring Your Financial Wellness
03/15/2021 - Alabama Investors in Precious Metals Scheme Involving METALS.COM, TOWER EQUITY, CHASE METALS, AND BARRICK CAPITAL                      URGED TO FILE CLAIMS - CLAIM DEADLINE APRIL 30, 2021
03/04/2021 - Alabama Securities Commission Announces Top Investor Threats for 2021
02/16/2021 - Alabama Securities Commission Provides Tips to Help Investors Protect Online Accounts
02/04/2021 - Alabama Securities Commission Files Court Action Against GPB Capital Holdings, LLC for Allegedly Defrauding
                     Alabama Investors in a Nationwide $1.8 Billion Securities Scheme
01/14/2021 - Not Every Cryptocurrency Cloud Mine Has a Silver Lining, ASC Shuts Down Two Mines
01/11/2021 - Alabama Securities Commission Makes Big Strike on Texas Based Oil & Gas Investment Scams


For comments and/or suggestions contact
Education and Public Affairs Manager at:
Nick.Vonderau@ASC.Alabama.gov