Alabama Filing Requirements
REGISTRATIONS
COORDINATION
QUALIFICATION
ISSUER AGENT
BROKER/DEALER
BROKER/DEALER AGENT
INVESTMENT ADVISER (STATE FILING)
INVESTMENT ADVISER (Notice Filing)
INVESTMENT ADVISER REPRESENTATIVE
MONETARY TRANSMISSION
QUALIFICATION
ISSUER AGENT
BROKER/DEALER
BROKER/DEALER AGENT
INVESTMENT ADVISER (STATE FILING)
INVESTMENT ADVISER (Notice Filing)
INVESTMENT ADVISER REPRESENTATIVE
MONETARY TRANSMISSION
EXEMPTIONS
CHURCH BONDS & CHURCH EXTENSION FUND
CHARITABLE GIFT ANNUITY
RULE 506, 505, 504
REGULATION A
FURTHER LIMITED OFFERING (830-X-6-.12)
EXPANSION ORDER (EXPANSION OF 8-6-11(a)(9))
INTRASTATE OFFERINGS (CROWDFUNDING) 8-6-11(a)(14)
FEDERAL CROWDFUNDING OFFERINGS 830-X-6-.13
MUTUAL FUNDS
OPEN-END MANAGEMENT INVESTMENT COMPANY OR
UNIT INVESTMENT TRUST-FEES(8-6-10(11)(a)(2))
INDUSTRIAL REVENUE BONDS
CHARITABLE GIFT ANNUITY
RULE 506, 505, 504
REGULATION A
FURTHER LIMITED OFFERING (830-X-6-.12)
EXPANSION ORDER (EXPANSION OF 8-6-11(a)(9))
INTRASTATE OFFERINGS (CROWDFUNDING) 8-6-11(a)(14)
FEDERAL CROWDFUNDING OFFERINGS 830-X-6-.13
MUTUAL FUNDS
OPEN-END MANAGEMENT INVESTMENT COMPANY OR
UNIT INVESTMENT TRUST-FEES(8-6-10(11)(a)(2))
INDUSTRIAL REVENUE BONDS
UNIFORM FORMS
