6/16/2023 - ASC Issues Show Cause Order to Another Crypto Asset Company

8/31/2022 - Financial Advice via Social Media: The Rise of the “Finfluencer”

8/31/2022 - Investment Scams in the Metaverse

5/02/2022 - Romance Scams

12/10/2021 - The Grinch Isn’t the Only One Looking to Spoil Your Holiday Cheer - 5 Tips to Protect Yourself from Sneaky Scamsters

12/7/2021 - The Alabama Securities Commission Issues Decentralized Finance Advisory

10/28/2021 - 3 Spooky Scams to Watch Out for This Halloween

04/01/2021 - Governor Ivey Declares April as Facts on Saving and Investing Campaign Month; Alabama Securities Commission and Partners Provide Tips that Make Cents

03/15/2021 - Alabama Investors in Precious Metals Scheme Involving Metals.com, Tower Equity, Chase Metals, and Barrick Capital urged to file claims - CLAIM DEADLINE APRIL 30, 2021

03/04/2021 - Alabama Securities Commission Announces Top Investor Threats for 2021

02/16/2021 - Alabama Securities Commission Provides Tips to Help Investors Protect Online Accounts

10/27/2020 - Plan to Go Trick or Treating this Week? ASC Warns Cybercriminals Are Trying to Trick and Cheat You!

08/24/2020 - INVESTOR ALERT -- Investment Fraud Skyrockets During Hurricane Season; UGH!

06/15/2020 - Securities Commission Warns of Risks of Investment Fraud Among Senior Alabamians Due to Increased Isolation During COVID-19

05/01/2020 - Alabama Securities Commission Flattening the Threat of COVID-19 Con Artists Targeting Alabama Investors

04/08/2020 - Alabama Securities Commission releases its latest ‘CON WATCH’* warning: ULTRA BTC Mining and Laura Branch ordered to stop business in Alabama immediately

03/28/2020 - COVID-19 Related Investment Schemes Anticipated (03/28/2020)- Alabama Securities Commission Outlines What to Expect and Offer Guidance on How to Protect Yourself

02/28/2020 - The Alabama Securities Commission Urges Investors to Beware of the Coronavirus Con

01/24/2020 - Top Investment Vehicles that can Crash Your Financial Future

11/12/2019 - Affinity Fraud: How Blind Trust Can Break The Bank

10/03/2019 - CRYPTO-CURRENCY INVESTOR ALERT: Alabama Securities Commission Warns Alabamians of another Potential Scam

09/06/2019 - Greedy Fraudsters Take Advantage of Grandparents

08/05/2019 - Alabama Securities Commission Issue Advisory on Contracts for Difference

08/05/2019 - Contracts For Difference

07/29/2019 - Alabama Securities Commission Issue Advisory on Opportunity Zone Investments

07/29/2019 - Opportunity Zone Investments

07/22/2019 - Alabama Securities Commission Issue Advisory on Initial Loan Procurements

07/22/2019 - Initial Loan Procurements - Crowdfunding Meets Blockchain

03/20/2019 - CRYPTO-CURRENCY INVESTOR ALERT: Securities Commission Issues Five Cease and Desist Orders to Protect Investors.

10/15/2018 - Marijuana-Related Investments: Greener Pastures or Just Another Scam?

10/15/2018 - Alabama Securities Commission Issues Advisory - Marijuana Related Investments

05/21/2018 - Alabama Securities Commission Participates in Coordinated International Crypto Crackdown

05/21/2018 - Be Cautions of the Crypto Investment Craze

05/21/2018 - What to Know about ICOs

03/07/2018 - INFORMED INVESTOR ADVISORY - Are Unicorns a Myth?

12/13/2017 - Alabama Securities Commission Announces Top investor Threats - Promissory Nates, Real Estate Investments and Ponzi Schemes Top the List

09/13/2017 - Alabama Securities Commission Issues Binary Options Advisory

08/30/2017 - Warning of Scams Surrounding Hurricane Harvey

08/29/2016 - EB-5 Fraud: Immigrant Investors Beware

12/21/2015 - Alabama Securities Commission Releases Top Investor Threats: Investors Urged to Approach Unsolicited Offers with Caution

12/09/2015 - Alabama Securities Commission Cautions Fraud Victims About Third-Party Asset Recovery Firms

12/09/2015 - Third-Party Asset Recovery Companies: Are They Advocating For You?

01/28/2015 - Alabama Securities Commission Reminds Investors to Discuss Cybersecurity with Their Financial
Professionals.

11/12/2014 - Alabama Securities Commission Announces Top Investor Threats for 2015

10/29/2014 - Alabama Securities Commission Issues Advisory to Prepare for Ebola-Related Scams

03/12/2014 - Alabama Securities Commission Issues Investor Advisory Concerning BITCOINs and Iraqi Dinar Issues.

02/25/2014 - Alabama Securities Commission Issues Investor Advisory on Bitcoin Digital Currency.

04/02/2013 - Alabama Securities Commission Issues Investor Advisory on Private Placement Offerings.

04/02/2013 - Are You An Informed Investor - Private Placement Offerings

03/05/2013 - Alabama Investors Cautioned About Possible Fraud Tied to Foreign-based Unregistered Investment Contracts.

08/21/2012 - Laws Provide Con Artists with Personal Economic Growth Plan.  Alabama Securities Commission Identifies Emerging and Persistent Investor Threats.

09/07/2011 - Social Networking Alert Alabama Securities Commission Cautions Investors About Social Networking Fraud. 

08/23/2011 - Cons Find Profit in Get-Rich-Quick Schemes Tied to Economic Uncertainty.

05/13/2011 - Beware of Investment Scams Spawned From Disasters.

10/20/2010 - Beware of Gold-Related Investments

08/03/2010 - ASC Identifies Investor Traps for 2010

10/26/2009 - Current Internet Phishing Scams Target ARS Investors in Alabama.

07/08/2009 - European-based Financial Website May be Investor Trap

05/13/2009 - ASC Identifies Popular Scams for 2009

05/11/2009 - Beware of Questionable Debt management

03/06/2009 - Alleged Certificate of Deposit Investment Scheme.

10/12/2007 - Top Securities Cop Warns Alabamians about Current Schemes/Scams

01/11/2007 - New - Oil and Gas Investor Alert

06/16/2006 - Watch Out For These Five Investor Traps "NOW"

03/20/2006 - Five scams to watch out for now!

09/09/2005 -EMERGENCY ORDER Due To Hurricane Katrina

08/22/2005 - Investment Alert - Alabama Securities Commission Advises Investors to Beware of Hurricane-Related Scams.

08/05/2005 - Warning to Alabama Citizens:  PIPS, PURE, and PIC have been ordered to Cease and Desist business in Alabama.

07/28/2005 - Commission Warns Investors to Beware of Phony Regulators - Foreign investors getting a bad deal, in any language.

05/13/2005 - Warning to Alabama Citizens: Angel Construction, Inc., Angel Homes, and Angel Investments have been ordered to Cease and Desist Business.

03/04/2005 - Warning to Alabama Citizens About Possible Illegal Offer and/or Sale of Securities by CARUBA INTERNATIONAL, LLC. and TRADEWIND HOLDING COMPANY

02/08/2005 - Be on Alert for Investment Offerings from Premium Income Corp, Tri-Forex International, LTD and Suspected Key Associates Listed Below.

10/29/2004 - Citizens Beware of Offers Via Internet from Liberty Assets, Inc. (LAI) & Mondale Trading and Foreign Shareholder Protection Department (FSPD).

09/15/2004 - Unregistered Investment Companies Ordered to Cease and Desist (Raised $160 Million from Religious Organizations).

08/13/2004 - OTC Telemarketing Scam.